In a bid to provide clarity and certainty as regards the behavior of securities companies acting as securities brokers, [1] the Financial Services Authority (Otoritas Jasa Keuangan– “ OJK ”) recently issued Regulation No. 3/POJK.04/2020 on the Behavior of Securities Companies Engaging in Business Activities as Securities Brokers (“ Regulation 3/2020 ”).
Behavior of Securities Brokers Regulated by OJK
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