The Financial Service Authority (“OJK”) has issued Circular Letter No. 9/SEOJK.04/2014 (“OJK Circular Letter”) to amend Capital Markets and Financial Institution Supervisory Board (“Bapepam-LK”) Circular Letter No. SE-16/BL/2012 on Elucidation to Capital Markets and Financial Institution Supervisory Board Regulation No. V.D.3 on Internal Control of Securities Companies Acting as Securities Brokers (“Bapepam Circular Letter”).
New Provision to Outsource Securities Broker’s Duties
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